只使用免费官方源：SEC Forms 3/4/5 结构化内部人申报，以及 FINRA Consolidated NMS 场外卖空成交量。 两类数据均保留来源边界，不转写成买卖建议。
SEC 已完成季度 Forms 3/4/5 结构化历史基线 + EDGAR 当前季度 Form 4 增量；个股卡片仅展示当前自然季度的非衍生证券买卖代码 P/S（公开市场或私下交易），成交金额由股数 × 每股价格计算。
官方数据说明| 交易日 / 申报日 | 公司 | 申报人 | 类型 | 股数 | 每股价格 | 派生金额 | 持有后股数 | 原始申报 |
|---|---|---|---|---|---|---|---|---|
| 2026-07-29 2026-07-30 | [NONE] VISTA CREDIT STRATEGIC LENDING CORP. | SMITH ROBERT F TenPercentOwner | 买入（P） | 325,656.392 | US$19.13 | US$622.98万 | 7,071,412.868 | SEC |
| 2026-07-28 2026-07-29 | RS RELIANCE, INC. | Smith William A II Officer · SVP, General Counsel, Corp Sec | 卖出（S） | 962 | US$413.90 | US$398,171.80 | 20,785 | SEC |
| 2026-07-28 2026-07-29 | RS RELIANCE, INC. | Smith William A II Officer · SVP, General Counsel, Corp Sec | 卖出（S） | 1,391 | US$414.42 | US$576,458.22 | 19,394 | SEC |
| 2026-07-24 2026-07-28 | NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. TenPercentOwner | 买入（P） | 9 | US$10.24 | US$92.12 | 9 | SEC |
| 2026-07-24 2026-07-28 | NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. TenPercentOwner | 卖出（S） | 9 | US$10.18 | US$91.58 | 0 | SEC |
| 2026-07-24 2026-07-28 | N/A Crestline Lending Solutions, LLC | Smith Matthew Eric Director | 买入（P） | 12,738.529 | US$19.63 | US$250,057.32 | 12,738.529 | SEC |
| 2026-07-23 2026-07-27 | PEBO PEOPLES BANCORP INC | Smith Dwight Eric Director | 买入（P） | 1,000 | US$39.81 | US$39,809.90 | 10,256.1792 | SEC |
| 2026-07-22 2026-07-24 | FSBC FIVE STAR BANCORP | Perry-Smith Robert Truxtun Director | 买入（P） | 31,363 | US$44.00 | US$138万 | 258,898 | SEC |
| 2026-07-22 2026-07-23 | RBKB Rhinebeck Bancorp, Inc. | Smith Matthew James Director,Officer · President & CEO | 买入（P） | 2,300 | US$12.00 | US$27,588.50 | 26,126 | SEC |
| 2026-07-22 2026-07-23 | RBKB Rhinebeck Bancorp, Inc. | Smith Matthew James Director,Officer · President & CEO | 买入（P） | 10,125 | US$12.00 | US$121,500.00 | 36,251 | SEC |
| 2026-07-22 2026-07-23 | SNEX StoneX Group Inc. | Smith Philip Andrew Director,Officer · Chief Executive Officer | 卖出（S） | 45,000 | US$74.32 | US$334.45万 | 738,216 | SEC |
| 2026-07-17 2026-07-20 | PMM PUTNAM MANAGED MUNICIPAL INCOME TRUST | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. TenPercentOwner | 买入（P） | 437 | US$6.54 | US$2,857.98 | 437 | SEC |
| 2026-07-16 2026-07-20 | PMM PUTNAM MANAGED MUNICIPAL INCOME TRUST | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. TenPercentOwner | 卖出（S） | 437 | US$6.54 | US$2,856.19 | 0 | SEC |
| 2026-07-15 2026-07-17 | CIEN CIENA CORP | SMITH GARY B Director,Officer · President, CEO | 卖出（S） | 2,952 | US$421.10 | US$124.31万 | 251,934 | SEC |
| 2026-07-15 2026-07-16 | TER TERADYNE, INC | Smith Gregory Stephen Director,Officer · President and CEO | 卖出（S） | 4,000 | US$356.31 | US$142.52万 | 116,495.4075 | SEC |
| 2026-07-10 2026-07-10 | BOX BOX INC | Smith Dylan C Officer · Chief Financial Officer | 卖出（S） | 17,000 | US$29.05 | US$493,901.00 | 1,337,075 | SEC |
| 2026-07-09 2026-07-13 | PTCT PTC THERAPEUTICS, INC. | Smith Mary L. Director | 卖出（S） | 10,000 | US$90.00 | US$900,000.00 | 21,813 | SEC |
| 2026-07-09 2026-07-13 | PTCT PTC THERAPEUTICS, INC. | Smith Mary L. Director | 卖出（S） | 5,834 | US$90.00 | US$525,060.00 | 21,813 | SEC |
| 2026-07-09 2026-07-10 | OCC OPTICAL CABLE CORP | SMITH TRACY G Officer · EVP and CFO | 卖出（S） | 16,453 | US$17.23 | US$283,485.19 | 329,826 | SEC |
| 2026-07-07 2026-07-09 | AXON AXON ENTERPRISE, INC. | SMITH PATRICK W Director,Officer · CHIEF EXECUTIVE OFFICER | 卖出（S） | 82 | US$626.78 | US$51,395.96 | 3,050,915 | SEC |
| 2026-07-07 2026-07-09 | AXON AXON ENTERPRISE, INC. | SMITH PATRICK W Director,Officer · CHIEF EXECUTIVE OFFICER | 卖出（S） | 82 | US$628.20 | US$51,512.40 | 3,050,833 | SEC |
| 2026-07-07 2026-07-09 | AXON AXON ENTERPRISE, INC. | SMITH PATRICK W Director,Officer · CHIEF EXECUTIVE OFFICER | 卖出（S） | 772 | US$640.41 | US$494,398.14 | 3,048,497 | SEC |
| 2026-07-07 2026-07-09 | AXON AXON ENTERPRISE, INC. | SMITH PATRICK W Director,Officer · CHIEF EXECUTIVE OFFICER | 卖出（S） | 379 | US$641.66 | US$243,188.34 | 3,048,118 | SEC |
| 2026-07-07 2026-07-09 | AXON AXON ENTERPRISE, INC. | SMITH PATRICK W Director,Officer · CHIEF EXECUTIVE OFFICER | 卖出（S） | 1,045 | US$642.73 | US$671,652.75 | 3,047,073 | SEC |
| 2026-07-07 2026-07-09 | AXON AXON ENTERPRISE, INC. | SMITH PATRICK W Director,Officer · CHIEF EXECUTIVE OFFICER | 卖出（S） | 1,308 | US$643.76 | US$842,041.22 | 3,045,765 | SEC |
| 2026-07-07 2026-07-09 | AXON AXON ENTERPRISE, INC. | SMITH PATRICK W Director,Officer · CHIEF EXECUTIVE OFFICER | 卖出（S） | 744 | US$644.76 | US$479,704.19 | 3,045,021 | SEC |
| 2026-07-07 2026-07-09 | AXON AXON ENTERPRISE, INC. | SMITH PATRICK W Director,Officer · CHIEF EXECUTIVE OFFICER | 卖出（S） | 124 | US$645.87 | US$80,087.94 | 3,044,897 | SEC |
| 2026-07-07 2026-07-09 | AXON AXON ENTERPRISE, INC. | SMITH PATRICK W Director,Officer · CHIEF EXECUTIVE OFFICER | 卖出（S） | 1,787 | US$646.94 | US$115.61万 | 3,043,110 | SEC |
| 2026-07-07 2026-07-09 | AXON AXON ENTERPRISE, INC. | SMITH PATRICK W Director,Officer · CHIEF EXECUTIVE OFFICER | 卖出（S） | 500 | US$647.97 | US$323,982.80 | 3,042,610 | SEC |
| 2026-07-07 2026-07-09 | AXON AXON ENTERPRISE, INC. | SMITH PATRICK W Director,Officer · CHIEF EXECUTIVE OFFICER | 卖出（S） | 931 | US$649.02 | US$604,240.41 | 3,041,679 | SEC |
| 2026-07-07 2026-07-09 | AXON AXON ENTERPRISE, INC. | SMITH PATRICK W Director,Officer · CHIEF EXECUTIVE OFFICER | 卖出（S） | 274 | US$650.20 | US$178,154.96 | 3,041,405 | SEC |
| 2026-07-07 2026-07-09 | AXON AXON ENTERPRISE, INC. | SMITH PATRICK W Director,Officer · CHIEF EXECUTIVE OFFICER | 卖出（S） | 41 | US$629.24 | US$25,798.91 | 3,050,792 | SEC |
| 2026-07-07 2026-07-09 | AXON AXON ENTERPRISE, INC. | SMITH PATRICK W Director,Officer · CHIEF EXECUTIVE OFFICER | 卖出（S） | 160 | US$650.89 | US$104,143.09 | 3,041,245 | SEC |
| 2026-07-07 2026-07-09 | AXON AXON ENTERPRISE, INC. | SMITH PATRICK W Director,Officer · CHIEF EXECUTIVE OFFICER | 卖出（S） | 147 | US$652.11 | US$95,860.48 | 3,041,098 | SEC |
| 2026-07-07 2026-07-09 | AXON AXON ENTERPRISE, INC. | SMITH PATRICK W Director,Officer · CHIEF EXECUTIVE OFFICER | 卖出（S） | 2 | US$655.06 | US$1,310.13 | 3,041,096 | SEC |
| 2026-07-07 2026-07-09 | AXON AXON ENTERPRISE, INC. | SMITH PATRICK W Director,Officer · CHIEF EXECUTIVE OFFICER | 卖出（S） | 1 | US$657.64 | US$657.64 | 3,041,095 | SEC |
| 2026-07-07 2026-07-09 | AXON AXON ENTERPRISE, INC. | SMITH PATRICK W Director,Officer · CHIEF EXECUTIVE OFFICER | 卖出（S） | 76 | US$659.52 | US$50,123.52 | 3,041,019 | SEC |
| 2026-07-07 2026-07-09 | AXON AXON ENTERPRISE, INC. | SMITH PATRICK W Director,Officer · CHIEF EXECUTIVE OFFICER | 卖出（S） | 22 | US$662.70 | US$14,579.29 | 3,040,997 | SEC |
| 2026-07-07 2026-07-09 | AXON AXON ENTERPRISE, INC. | SMITH PATRICK W Director,Officer · CHIEF EXECUTIVE OFFICER | 卖出（S） | 251 | US$631.35 | US$158,468.30 | 3,050,541 | SEC |
| 2026-07-07 2026-07-09 | AXON AXON ENTERPRISE, INC. | SMITH PATRICK W Director,Officer · CHIEF EXECUTIVE OFFICER | 卖出（S） | 123 | US$632.91 | US$77,847.91 | 3,050,418 | SEC |
| 2026-07-07 2026-07-09 | AXON AXON ENTERPRISE, INC. | SMITH PATRICK W Director,Officer · CHIEF EXECUTIVE OFFICER | 卖出（S） | 88 | US$634.16 | US$55,805.87 | 3,050,330 | SEC |
| 2026-07-07 2026-07-09 | AXON AXON ENTERPRISE, INC. | SMITH PATRICK W Director,Officer · CHIEF EXECUTIVE OFFICER | 卖出（S） | 241 | US$635.90 | US$153,251.56 | 3,050,089 | SEC |
| 2026-07-07 2026-07-09 | AXON AXON ENTERPRISE, INC. | SMITH PATRICK W Director,Officer · CHIEF EXECUTIVE OFFICER | 卖出（S） | 83 | US$636.65 | US$52,842.17 | 3,050,006 | SEC |
| 2026-07-07 2026-07-09 | AXON AXON ENTERPRISE, INC. | SMITH PATRICK W Director,Officer · CHIEF EXECUTIVE OFFICER | 卖出（S） | 371 | US$638.12 | US$236,741.93 | 3,049,635 | SEC |
| 2026-07-07 2026-07-09 | AXON AXON ENTERPRISE, INC. | SMITH PATRICK W Director,Officer · CHIEF EXECUTIVE OFFICER | 卖出（S） | 366 | US$639.41 | US$234,023.47 | 3,049,269 | SEC |
| 2026-07-01 2026-07-06 | CIEN CIENA CORP | SMITH GARY B Director,Officer · President, CEO | 卖出（S） | 2,952 | US$468.83 | US$138.4万 | 254,886 | SEC |
| 2026-07-01 2026-07-02 | NDAQ NASDAQ, INC. | Smith Bryan Everard Officer · EVP, CPO | 卖出（S） | 3,000 | US$80.00 | US$240,000.00 | 69,203 | SEC |
| 2026-07-01 2026-07-02 | GNLX GENELUX Corp | Smither John W Director | 卖出（S） | 12,000 | US$2.91 | US$34,898.40 | 91,403 | SEC |
| 2026-06-30 2026-07-10 | OCC OPTICAL CABLE CORP | SMITH TRACY G Officer · EVP and CFO | 卖出（S） | 32 | US$22.00 | US$704.00 | 346,279 | SEC |
| 2026-06-30 2026-07-02 | BGDE Big Digital Energy, Inc. | Smith Cody TenPercentOwner,Other | 买入（P） | 16,700 | US$1,000.00 | US$1670万 | 16,700 | SEC |
| 2026-06-30 2026-07-01 | FGBI First Guaranty Bancshares, Inc. | Smith Edgar R. III Director,TenPercentOwner | 买入（P） | 74,846 | US$10.61 | US$794,116.06 | 859,246 | SEC |
| 2026-06-30 2026-07-01 | SPG SIMON PROPERTY GROUP INC. | Smith Daniel C. Director | 买入（P） | 314 | US$223.14 | US$70,065.96 | 34,422 | SEC |
| 2026-06-30 2026-07-01 | SPG SIMON PROPERTY GROUP INC. | Smith Daniel C. Director | 买入（P） | 47 | US$224.41 | US$10,547.27 | 34,469 | SEC |
| 2026-06-30 2026-07-01 | SPG SIMON PROPERTY GROUP INC. | Smith Daniel C. Director | 买入（P） | 11 | US$223.32 | US$2,456.52 | 34,480 | SEC |
| 2026-06-30 2026-07-01 | SNEX StoneX Group Inc. | Smith Philip Andrew Director,Officer · Chief Executive Officer | 卖出（S） | 14,040 | US$118.67 | US$166.61万 | 492,144 | SEC |
| 2026-06-30 2026-07-01 | SNEX StoneX Group Inc. | Smith Philip Andrew Director,Officer · Chief Executive Officer | 卖出（S） | 37,500 | US$118.75 | US$445.3万 | 492,144 | SEC |
| 2026-06-29 2026-06-30 | AXON AXON ENTERPRISE, INC. | SMITH PATRICK W Director,Officer · CHIEF EXECUTIVE OFFICER | 卖出（S） | 10,000 | US$500.00 | US$500万 | 3,050,997 | SEC |
| 2026-06-23 2026-06-24 | TSBK TIMBERLAND BANCORP INC | SMITH DAVID ALAN Director | 卖出（S） | 1,000 | US$43.90 | US$43,900.00 | 18,468 | SEC |
| 2026-06-22 2026-06-24 | INSM INSMED Inc | Smith Michael Alexander Officer · Chief Legal Officer | 卖出（S） | 1,806 | US$95.82 | US$173,050.92 | 37,648 | SEC |
| 2026-06-17 2026-06-18 | NFLX NETFLIX INC | SMITH BRADFORD L Director | 卖出（S） | 22,190 | US$77.21 | US$171.33万 | 93,490 | SEC |
| 2026-06-17 2026-06-18 | NFLX NETFLIX INC | SMITH BRADFORD L Director | 卖出（S） | 13,800 | US$78.01 | US$107.65万 | 79,690 | SEC |
| 2026-06-16 2026-06-18 | CHH CHOICE HOTELS INTERNATIONAL INC /DE | Oaksmith Scott E Officer · SVP, Chief Financial Officer | 卖出（S） | 2,000 | US$115.00 | US$230,000.00 | 33,172 | SEC |
| 2026-06-16 2026-06-18 | RVMD Revolution Medicines, Inc. | GOLDSMITH MARK A Director,Officer · See Remarks | 卖出（S） | 10,020 | US$156.12 | US$156.43万 | 267,330 | SEC |
| 2026-06-16 2026-06-16 | SFD SMITHFIELD FOODS INC | France Steven Officer · President, Packaged Meats | 卖出（S） | 82,825 | US$26.82 | US$222.14万 | 145,429 | SEC |
| 2026-06-15 2026-06-17 | CIEN CIENA CORP | SMITH GARY B Director,Officer · President, CEO | 卖出（S） | 2,952 | US$457.02 | US$134.91万 | 266,605 | SEC |
| 2026-06-15 2026-06-17 | JAZZ Jazz Pharmaceuticals plc | Smith Mark Douglas Director | 卖出（S） | 1,157 | US$230.55 | US$266,746.35 | 9,680 | SEC |
| 2026-06-15 2026-06-16 | TER TERADYNE, INC | Smith Gregory Stephen Director,Officer · President and CEO | 卖出（S） | 4,000 | US$423.03 | US$169.21万 | 120,469.57 | SEC |
| 2026-06-12 2026-06-16 | SFD SMITHFIELD FOODS INC | Starling Raymond A Director | 卖出（S） | 3,960 | US$26.78 | US$106,048.80 | 11,955 | SEC |
| 2026-06-12 2026-06-15 | BGDE Big Digital Energy, Inc. | Smith Cody Director,Officer,TenPercentOwner · CEO (see FTN 4) | 买入（P） | 25,776 | US$7.33 | US$188,938.08 | 1,550,000 | SEC |
| 2026-06-12 2026-06-15 | BGDE Big Digital Energy, Inc. | Smith Cody Director,Officer,TenPercentOwner · CEO (see FTN 4) | 买入（P） | 8 | US$7.62 | US$60.96 | 14,067 | SEC |
| 2026-06-12 2026-06-15 | CHH CHOICE HOTELS INTERNATIONAL INC /DE | Oaksmith Scott E Officer · SVP, Chief Financial Officer | 卖出（S） | 2,000 | US$110.00 | US$220,000.00 | 35,172 | SEC |
| 2026-06-12 2026-06-12 | EVTC EVERTEC, Inc. | SMITH BRIAN JOHN Director | 买入（P） | 16,202 | US$26.42 | US$428,056.84 | 88,222 | SEC |
| 2026-06-11 2026-06-15 | BGDE Big Digital Energy, Inc. | Smith Cody Director,Officer,TenPercentOwner · CEO (see FTN 4) | 买入（P） | 9,662 | US$7.19 | US$69,469.78 | 14,059 | SEC |
| 2026-06-11 2026-06-15 | BGDE Big Digital Energy, Inc. | Smith Cody Director,Officer,TenPercentOwner · CEO (see FTN 4) | 买入（P） | 24,224 | US$6.99 | US$169,325.76 | 1,524,224 | SEC |
| 2026-06-11 2026-06-15 | BGDE Big Digital Energy, Inc. | Smith Cody Director,Officer,TenPercentOwner · CEO (see FTN 4) | 买入（P） | 10,000 | US$7.05 | US$70,500.00 | 85,000 | SEC |
| 2026-06-11 2026-06-15 | NDAQ NASDAQ, INC. | Smith Bryan Everard Officer · EVP, CPO | 卖出（S） | 3,000 | US$86.91 | US$260,730.00 | 71,944 | SEC |
| 2026-06-10 2026-06-10 | BOX BOX INC | Smith Dylan C Officer · Chief Financial Officer | 卖出（S） | 17,000 | US$26.00 | US$442,000.00 | 1,364,049 | SEC |
| 2026-06-09 2026-06-11 | SFD SMITHFIELD FOODS INC | Hall Mark L. Officer · Chief Financial Officer | 卖出（S） | 78,579 | US$26.36 | US$207.13万 | 134,725 | SEC |
| 2026-06-08 2026-06-09 | JBGS JBG SMITH Properties | MUSELES STEVEN A Officer · Chief Legal Off. & Corp. Secy | 卖出（S） | 12,032 | US$15.01 | US$180,600.32 | 0 | SEC |
| 2026-06-08 2026-06-09 | JBGS JBG SMITH Properties | MUSELES STEVEN A Officer · Chief Legal Off. & Corp. Secy | 卖出（S） | 7,978 | US$15.00 | US$119,670.00 | 12,032 | SEC |
| 2026-06-08 2026-06-09 | GUTS FRACTYL HEALTH, INC. | Smith Weber Lara Officer · Chief Financial Officer | 买入（P） | 20,000 | US$0.69 | US$13,800.00 | 20,000 | SEC |
| 2026-06-04 2026-06-08 | AXON AXON ENTERPRISE, INC. | SMITH PATRICK W Director,Officer · CHIEF EXECUTIVE OFFICER | 卖出（S） | 20,000 | US$500.00 | US$1000万 | 3,060,997 | SEC |
| 2026-06-03 2026-06-05 | INSM INSMED Inc | Smith Michael Alexander Officer · Chief Legal Officer | 卖出（S） | 2,159 | US$102.27 | US$220,800.93 | 39,454 | SEC |
| 2026-06-03 2026-06-04 | BYD BOYD GAMING CORP | SMITH KEITH Director,Officer · President and CEO | 卖出（S） | 100,000 | US$85.90 | US$859万 | 996,981 | SEC |
| 2026-06-02 2026-06-04 | ENSG ENSIGN GROUP, INC | SMITH BARRY M Director | 卖出（S） | 700 | US$164.28 | US$114,996.00 | 21,352 | SEC |
| 2026-06-02 2026-06-02 | ASND Ascendis Pharma A/S | SMITH SCOTT THOMAS Officer · EVP & Chief Financial Officer | 买入（P） | 100 | US$219.00 | US$21,900.00 | 4,367 | SEC |
| 2026-06-01 2026-06-02 | MCK MCKESSON CORP | Smith LeAnn B Officer · EVP & Chief HR Officer | 卖出（S） | 1,810 | US$735.50 | US$133.13万 | 4,798 | SEC |
| 2026-06-01 2026-06-02 | CIEN CIENA CORP | SMITH GARY B Director,Officer · President, CEO | 卖出（S） | 2,952 | US$565.92 | US$167.06万 | 269,557 | SEC |
| 2026-06-01 2026-06-02 | MAIA MAIA Biotechnology, Inc. | Smith Stan Director | 买入（P） | 75,000 | US$1.34 | US$100,500.00 | 1,519,178 | SEC |
| 2026-05-29 2026-06-02 | DOX AMDOCS LTD | Smith Matthew E. Officer · See Remarks | 卖出（S） | 464 | US$62.51 | US$29,004.64 | 1,550 | SEC |
| 2026-05-29 2026-06-01 | ASND Ascendis Pharma A/S | SMITH SCOTT THOMAS Officer · EVP & Chief Financial Officer | 买入（P） | 250 | US$223.32 | US$55,830.00 | 4,267 | SEC |
| 2026-05-29 2026-05-29 | ADSK Autodesk, Inc. | Smith Stacy J Director | 买入（P） | 2,739 | US$231.34 | US$633,640.26 | 26,517 | SEC |
| 2026-05-29 2026-05-29 | ADSK Autodesk, Inc. | Smith Stacy J Director | 买入（P） | 696 | US$230.48 | US$160,414.08 | 23,778 | SEC |
| 2026-05-26 2026-05-28 | U Unity Software Inc. | Barrysmith Mark Officer · Chief Accounting Officer | 卖出（S） | 13,247 | US$27.18 | US$360,053.46 | 370,654 | SEC |
| 2026-05-22 2026-05-27 | NONE StepStone Private Credit Income Fund | Smith Timothy Adair Officer · Vice President | 买入（P） | 49,407.12 | US$10.12 | US$500,000.05 | 179,055.3 | SEC |
| 2026-05-22 2026-05-26 | SNEX StoneX Group Inc. | Smith Philip Andrew Director,Officer · Chief Executive Officer | 卖出（S） | 8,535 | US$112.72 | US$962,065.20 | 506,184 | SEC |
| 2026-05-22 2026-05-22 | INSM INSMED Inc | Smith Michael Alexander Officer · Chief Legal Officer | 卖出（S） | 6,149 | US$108.47 | US$666,982.03 | 41,613 | SEC |
| 2026-05-20 2026-05-22 | NBH NEUBERGER MUNICIPAL FUND INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. TenPercentOwner | 买入（P） | 3,200 | US$10.26 | US$32,832.00 | 3,200 | SEC |
| 2026-05-20 2026-05-22 | NBH NEUBERGER MUNICIPAL FUND INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. TenPercentOwner | 卖出（S） | 1,200 | US$10.11 | US$12,132.00 | 0 | SEC |
| 2026-05-20 2026-05-22 | NBH NEUBERGER MUNICIPAL FUND INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. TenPercentOwner | 卖出（S） | 2,000 | US$10.11 | US$20,220.00 | 1,200 | SEC |
| 2026-05-20 2026-05-22 | PML PIMCO MUNICIPAL INCOME FUND II | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. TenPercentOwner | 买入（P） | 680 | US$7.36 | US$5,004.80 | 680 | SEC |
| 2026-05-20 2026-05-22 | PML PIMCO MUNICIPAL INCOME FUND II | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. TenPercentOwner | 卖出（S） | 680 | US$7.33 | US$4,984.40 | 0 | SEC |
| 2026-05-20 2026-05-22 | SDHC Smith Douglas Homes Corp. | Devendorf Russell Officer · See Remarks | 买入（P） | 2,000 | US$10.88 | US$21,760.00 | 315,461 | SEC |
| 2026-05-19 2026-05-21 | NAN NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. TenPercentOwner | 买入（P） | 3,000 | US$11.28 | US$33,840.00 | 3,000 | SEC |
| 2026-05-19 2026-05-21 | NAN NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. TenPercentOwner | 卖出（S） | 3,000 | US$11.38 | US$34,140.00 | 0 | SEC |
| 2026-05-19 2026-05-20 | NMCO Nuveen Municipal Credit Opportunities Fund | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. TenPercentOwner | 卖出（S） | 1,000 | US$10.53 | US$10,530.00 | 0 | SEC |
| 2026-05-18 2026-05-20 | NMCO Nuveen Municipal Credit Opportunities Fund | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. TenPercentOwner | 买入（P） | 1,000 | US$10.61 | US$10,610.00 | 1,000 | SEC |
| 2026-05-18 2026-05-20 | PAG PENSKE AUTOMOTIVE GROUP, INC. | SMITH GREG C Director | 卖出（S） | 1,488 | US$160.02 | US$238,109.76 | 0 | SEC |
| 2026-05-15 2026-05-19 | TER TERADYNE, INC | Smith Gregory Stephen Director,Officer · President and CEO | 卖出（S） | 8,597 | US$338.98 | US$291.42万 | 124,469.57 | SEC |
| 2026-05-15 2026-05-19 | CIEN CIENA CORP | SMITH GARY B Director,Officer · President, CEO | 卖出（S） | 2,952 | US$562.05 | US$165.92万 | 272,509 | SEC |
| 2026-05-15 2026-05-18 | MUNEX BlackRock Municipal Credit Alpha Portfolio, Inc. | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. TenPercentOwner | 买入（P） | 407 | US$12.20 | US$4,965.40 | 407 | SEC |
| 2026-05-15 2026-05-18 | FNRN FIRST NORTHERN COMMUNITY BANCORP | Smith Jeremiah Zachary Director,Officer · President/CEO/Director | 卖出（S） | 6,783 | US$17.69 | US$119,991.27 | 154,569 | SEC |
| 2026-05-14 2026-05-18 | MUNEX BlackRock Municipal Credit Alpha Portfolio, Inc. | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. TenPercentOwner | 卖出（S） | 407 | US$12.33 | US$5,018.31 | 0 | SEC |
| 2026-05-13 2026-05-15 | INSM INSMED Inc | Smith Michael Alexander Officer · Chief Legal Officer | 卖出（S） | 4,109 | US$116.18 | US$477,383.62 | 47,762 | SEC |
| 2026-05-13 2026-05-14 | TXN TEXAS INSTRUMENTS INC | COX CARRIE SMITH Director | 卖出（S） | 445 | US$307.04 | US$136,632.80 | 37,626 | SEC |
| 2026-05-13 2026-05-14 | TXN TEXAS INSTRUMENTS INC | COX CARRIE SMITH Director | 卖出（S） | 8,393 | US$306.37 | US$257.14万 | 38,071 | SEC |
| 2026-05-11 2026-05-13 | MMSI MERIT MEDICAL SYSTEMS INC | Smith Christian Adam Officer · Chief Commercial Officer | 买入（P） | 1,626 | US$61.00 | US$99,186.00 | 2,220 | SEC |
| 2026-05-11 2026-05-11 | BOX BOX INC | Smith Dylan C Officer · Chief Financial Officer | 卖出（S） | 1,748 | US$25.64 | US$44,818.72 | 1,381,049 | SEC |
| 2026-05-11 2026-05-11 | BOX BOX INC | Smith Dylan C Officer · Chief Financial Officer | 卖出（S） | 21,972 | US$24.91 | US$547,322.52 | 1,382,797 | SEC |
| 2026-05-08 2026-05-12 | MUNEX BlackRock Municipal Credit Alpha Portfolio, Inc. | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. TenPercentOwner | 卖出（S） | 407 | US$12.35 | US$5,026.45 | 0 | SEC |
| 2026-05-08 2026-05-11 | ZION ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ | Smith Jennifer Anne Officer · Executive Vice President | 卖出（S） | 4,209.16 | US$62.50 | US$263,072.50 | 0 | SEC |
| 2026-05-08 2026-05-11 | PSN PARSONS CORP | Smith Carey A. Director,Officer · President & CEO | 买入（P） | 500 | US$50.73 | US$25,365.00 | 575,376 | SEC |
| 2026-05-08 2026-05-11 | PSN PARSONS CORP | Smith Carey A. Director,Officer · President & CEO | 买入（P） | 12,000 | US$49.94 | US$599,280.00 | 574,876 | SEC |
| 2026-05-08 2026-05-08 | BETR Better Home & Finance Holding Co | Smith Chad M. Officer · Pres & COO, Better Mortgage | 卖出（S） | 118 | US$31.38 | US$3,702.84 | 21,061 | SEC |
| 2026-05-08 2026-05-08 | BETR Better Home & Finance Holding Co | Smith Chad M. Officer · Pres & COO, Better Mortgage | 卖出（S） | 971 | US$30.51 | US$29,625.21 | 21,179 | SEC |
| 2026-05-08 2026-05-08 | BETR Better Home & Finance Holding Co | Smith Chad M. Officer · Pres & COO, Better Mortgage | 卖出（S） | 1,366 | US$29.81 | US$40,720.46 | 22,150 | SEC |
| 2026-05-07 2026-05-08 | FA FIRST ADVANTAGE CORP | Smith Joelle M Officer · President | 卖出（S） | 23,334 | US$15.00 | US$350,010.00 | 19,393 | SEC |
| 2026-05-07 2026-05-08 | AXS AXIS CAPITAL HOLDINGS LTD | SMITH HENRY B Director | 卖出（S） | 2,542 | US$98.69 | US$250,869.98 | 46,347 | SEC |
| 2026-05-06 2026-05-08 | ETN Eaton Corp plc | Monesmith Heath B. Officer · See Remarks below. | 卖出（S） | 18,367 | US$409.11 | US$751.41万 | 49,822 | SEC |
| 2026-05-04 2026-05-06 | ZION ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ | Smith Jennifer Anne Officer · Executive Vice President | 卖出（S） | 550 | US$62.96 | US$34,628.00 | 6,527.41 | SEC |
| 2026-05-04 2026-05-06 | ENSG ENSIGN GROUP, INC | SMITH BARRY M Director | 卖出（S） | 700 | US$182.21 | US$127,547.00 | 22,052 | SEC |
| 2026-05-01 2026-05-04 | CIEN CIENA CORP | SMITH GARY B Director,Officer · President, CEO | 卖出（S） | 2,952 | US$537.74 | US$158.74万 | 275,461 | SEC |
| 2026-04-30 2026-05-04 | MUNEX BlackRock Municipal Credit Alpha Portfolio, Inc. | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. TenPercentOwner | 买入（P） | 407 | US$12.33 | US$5,018.31 | 407 | SEC |
| 2026-04-30 2026-05-04 | FGBI First Guaranty Bancshares, Inc. | Smith Edgar R. III Director,TenPercentOwner | 买入（P） | 109,051 | US$9.17 | US$999,997.67 | 784,400 | SEC |
| 2026-04-28 2026-05-06 | SAFTX Sound Point Alternative Income Fund | Smith Brian P. Director,Officer · President | 买入（P） | 2,500 | US$20.00 | US$50,000.00 | 19,643.45 | SEC |
| 2026-04-27 2026-04-28 | PEBO PEOPLES BANCORP INC | Smith Dwight Eric Director | 买入（P） | 1,000 | US$34.51 | US$34,510.00 | 9,256.18 | SEC |
| 2026-04-21 2026-05-06 | SAFTX Sound Point Alternative Income Fund | Smith Brian P. Director,Officer · President | 买入（P） | 3,762.7 | US$20.00 | US$75,254.00 | 3,762.7 | SEC |
| 2026-04-20 2026-05-06 | SAFTX Sound Point Alternative Income Fund | Smith Brian P. Director,Officer · President | 买入（P） | 13,380.75 | US$20.00 | US$267,615.00 | 17,143.45 | SEC |
| 2026-04-15 2026-04-17 | CIEN CIENA CORP | SMITH GARY B Director,Officer · President, CEO | 卖出（S） | 2,952 | US$467.47 | US$138万 | 278,413 | SEC |
| 2026-04-15 2026-04-17 | RVMD Revolution Medicines, Inc. | GOLDSMITH MARK A Director,Officer · See Remarks | 卖出（S） | 120,000 | US$150.09 | US$1801.08万 | 276,698 | SEC |
| 2026-04-13 2026-04-20 | PRHI Presurance Holdings, Inc. | Smith James Grant Director | 买入（P） | 23,672 | US$0.74 | US$17,517.28 | 60,922 | SEC |
| 2026-04-10 2026-04-14 | BOX BOX INC | Smith Dylan C Officer · Chief Financial Officer | 卖出（S） | 10,280 | US$22.09 | US$227,085.20 | 1,314,971 | SEC |
| 2026-04-10 2026-04-14 | BKE BUCKLE INC | SMITH KARI G Director,Officer · EVP Stores | 卖出（S） | 30,000 | US$54.57 | US$163.71万 | 83,814 | SEC |
| 2026-04-10 2026-04-14 | SNEX StoneX Group Inc. | Smith Philip Andrew Director,Officer · Chief Executive Officer | 卖出（S） | 30,000 | US$92.23 | US$276.69万 | 514,719 | SEC |
| 2026-04-08 2026-04-10 | AACPU Apogee Acquisition Corp | Smith Jeffrey Andrew Director,Officer,TenPercentOwner · Chief Executive Officer | 买入（P） | 470,000 | US$0.00 | US$0.00 | 470,000 | SEC |
| 2026-04-06 2026-04-20 | PRHI Presurance Holdings, Inc. | Smith James Grant Director | 买入（P） | 1,100 | US$0.80 | US$880.00 | 37,250 | SEC |
| 2026-04-02 2026-04-06 | VKI Invesco Advantage Municipal Income Trust II | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. TenPercentOwner | 卖出（S） | 3,359 | US$8.68 | US$29,156.12 | 0 | SEC |
| 2026-04-02 2026-04-06 | VKI Invesco Advantage Municipal Income Trust II | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. TenPercentOwner | 买入（P） | 3,359 | US$8.68 | US$29,156.12 | 3,359 | SEC |
| 2026-04-02 2026-04-06 | ENSG ENSIGN GROUP, INC | SMITH BARRY M Director | 卖出（S） | 700 | US$196.65 | US$137,655.00 | 22,152 | SEC |
| 2026-04-01 2026-04-03 | CIEN CIENA CORP | SMITH GARY B Director,Officer · President, CEO | 卖出（S） | 2,952 | US$415.51 | US$122.66万 | 281,365 | SEC |
| 2026-03-31 2026-04-02 | FGBI First Guaranty Bancshares, Inc. | Smith Edgar R. III Director,TenPercentOwner | 买入（P） | 138,083 | US$7.77 | US$107.29万 | 675,349 | SEC |
| 2026-03-31 2026-04-01 | USEG US ENERGY CORP | Smith Ryan Lewis Director,Officer · CEO | 买入（P） | 15,000 | US$0.87 | US$13,050.00 | 1,118,769 | SEC |
| 2026-03-31 2026-04-01 | SPG SIMON PROPERTY GROUP INC. | Smith Daniel C. Director | 买入（P） | 355 | US$183.80 | US$65,249.00 | 33,035 | SEC |
| 2026-02-24 2026-05-27 | NONE StepStone Private Credit Income Fund | Smith Timothy Adair Officer · Vice President | 买入（P） | 98,039.22 | US$10.20 | US$100万 | 126,527.35 | SEC |
| 2025-08-22 2026-04-01 | FDSB Fifth District Bancorp, Inc. | Smith Shane Michael Officer · Chief Credit Officer | 买入（P） | 2,701 | US$13.45 | US$36,328.45 | 7,384 | SEC |
| 代码 | 卖空成交量 | 豁免卖空量 | 场外总成交量 | 卖空量占比 | 报告设施 |
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